Why Transformation Efforts Fail
Posted by: Stephen Rock in Leadership, tags: Change Leadership, Change Management, Consultant, LeadershipI’m working on a presentation for a human resources conference, and as part of the presentation, I’ll be covering why transformation efforts fail. Covering the topic, however, presents me with an interesting dilemma. Should I talk about the failures I have seen? What would this say about me? “Presenting the world’s best speaker on the subject of failure….”
After careful consideration, I’ve decided to reference others.
Perhaps the best work on why transformation efforts failure comes from John Kotter of Harvard. His 1995 article in the Harvard Business Review, entitled “Why Transformation Efforts Fail,” qualifies as an oldie but goodie. If you haven’t read the article, it is worth the $6.50 to download.
His major point is that successful transformation efforts happen because leaders do eight things right, and they do them in the right order. Here are Kotter’s perspectives on the eight mistakes leaders make:
- Not establishing a large enough sense of urgency
- Not creating a powerful enough guiding coalition
- Lacking a vision
- Under-communicating the vision by a factor of ten
- Not removing obstacles to the new vision
- Not systematically planning for, and creating, short-term wins
- Declaring victory too soon
- Not anchoring changes in the corporation’s culture
My thoughts:
- A consultant is sometimes hired to help with Nos. 1-3, and political delicacy is frequently required. The consultant may need to say, “The emperor has no clothes.” He or she also may need to follow that up with, “and doesn’t listen well either.”
- Nos. 4-6 are the gory hand-to-hand combat steps of change, and the consultant must be in the background. If the consultant is highly visible during this phase, unintended morale issues will likely result. A consultant can help with tactics and execution, but the leaders of change must be the employees themselves.
- Consultants are usually not around for Nos. 7 and 8. The engagement has ended. Consultants usually see #7 and #8 when they are reviewing the shortcomings of previous changes.


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